On this page: Getting started | How to calculate your uncontrolled actual emissions | How to submit an environmental justice summary | Steps to submitting an Environmental Justice Summary | How to submit a modeling requirements determination (APCD-114 Form) | Steps to submitting an APCD-114 Form | How to submit an air pollutant emissions notice (APEN) | Contact us
Important update: As of October 2024, permit applicants are encouraged to use the division’s new electronic submission process to submit Modeling Requirements Determination Form APCD-114.
As a courtesy, the division will continue to accept the Modeling Requirements Determination Form APCD-114 (August 2024) as a PDF through Dec. 1, 2024. After that date, permittees must submit Form APCD-114 using the new electronic submission process.
Submitting an environmental justice summary, modeling requirements determination, and APEN
Getting started
We recommend completing the steps below in the following order:
- Calculate your emissions to determine whether you are APEN and/or permit exempt.
- Note: If your source is APEN exempt according to Regulation 3 Part A Section II.D, you do not need to calculate your emissions.
- Begin filling out the APEN form.
- Note: This step only applies if the APEN is still available in PDF form. Otherwise, go to step 3 below. For a list of APENs currently available through the Air Pollution Control Division’s new online submission process, visit the division’s electronic submission web page. If you do not yet have an account for the new electronic submission tool, request one by clicking on “Create an Account.”
- You will use this information to complete the Environmental Justice Summary and Form 114 (if applicable to your source).
- Complete the Environmental Justice Summary and Form 114. Submit both at the same time. These forms are generally processed within 14 days.
- Note: As of September 2024, you must submit the Environmental Justice Summary confirmation number, sent via email by the division, when submitting form APCD-114.
- Complete the APEN form. Wait to submit the APEN until you receive the following documentation from the Air Pollution Control Division to include with the APEN submission:
- Verification number and letter of concurrence for Environmental Justice Summary.
- Form 114 Modeling Determination.
How to calculate your uncontrolled actual emissions
How to submit an Environmental Justice Summary
Do I need to submit an Environmental Justice Summary?
Almost all applicants must submit a complete Environmental Justice Summary prior to submitting their APEN permit application. As of July 15, 2024, permit applications submitted for the reasons listed in Regulation Number 3, Part B, Section III.B.5.e. and Part C, Section III.C.14.a. do not need to include an Environmental Justice Summary.
Permit applications submitted for the following reasons are exempt from the requirement to include a verified environmental justice summary with the application:
- Administrative permit amendments only (as defined in Section I.B.1.a. of Part A of this Regulation Number 3).
- The application requests an overall decrease or no change in the annual emissions limits of each Affected Pollutant across the facility.
- The application is for a modification at an existing source and a verified environmental justice summary has already been submitted with a permit application for the source using the most current version of the Disproportionately Impacted Community Layer of Colorado EnviroScreen incorporated into Regulation 3.
- This exemption does not apply if the Disproportionately Impacted Community Layer of Colorado EnviroScreen incorporated into Regulation 3 has been updated since the last environmental justice summary was submitted for the source.
- Permit applicants relying on this exemption must state in their permit application that they have previously submitted an applicable summary and must identify the date the summary was verified by the Division.
- For Title V operating permits only, a summary submitted and verified for a construction permit application may be used for an operating permit application if the following conditions apply:
- The Disproportionately Impacted Community Layer of Colorado EnviroScreen incorporated into Regulation 3 has not been updated to a new version since the construction permit application was submitted;
- The provisions of the construction permit are being incorporated into the operating permit.
- This exemption does not apply if the Disproportionately Impacted Community Layer of Colorado EnviroScreen incorporated into Regulation 3 has been updated since the last environmental justice summary was submitted for the source.
The following sources are also exempt from Environmental Justice Summary requirements:
- APEN exempt sources; and
- Permit exempt sources.
More information is provided in the submission guidance for Environmental Justice Summaries on the department’s Environmental Justice Report Tool for Air Quality Regulation 3 web page.
- Go to the Environmental Justice Report Tool for Air Quality Regulation 3 web page and open the Environmental Justice Report Tool.
- Create and download an Environmental Justice Report for each census block group where the facility is located.
- Click the icon on the left side of the screen (shown below), then “+Add Location,” and select your location on the map, and “Next” to generate the Environmental Justice Report.
Figure 1. The “Generate EJ Report” tab will appear on the left side of the screen. After finding the facility location in step one, click on the large teal icon with the four white squares to proceed to the next step.
- Review the complete list of Environmental Justice form questions related to your source. Then, complete and submit the online form, including all required information. Attach your Environmental Justice Report to this form.
- Note: Use your Environmental Justice Report generated in Step 1 above to identify whether your facility is located in a Disproportionately Impacted Community.
- Note: There is no filing fee associated with submitting an Environmental Justice Summary.
- Once you complete steps 1-2 above, you will receive a confirmation number from the division confirming receipt of the Environmental Justice Summary form.
- Note: The division must still verify the complete Environmental Justice Summary. You cannot move forward until you receive the additional information in Step 4 below.
- Once you complete steps 1-3 above, wait to receive a verification number and letter of concurrence from the division. The division generally sends this information within 14 days.
- The Division-issued verification number confirms the division has verified the applicant’s complete Environmental Justice Summary.
- The letter of concurrence provides more information and also includes the verification number for future reference.
- Submit the verification number corresponding to the letter of concurrence, division-verified Environmental Justice Summary, and all supplemental information with your APEN.
- Note: For sources applying for Title V permits, please note that all Title V forms, instructions, and guidance documents have been updated effective August 2023. For more information, please visit the Title V operating permits web page. We encourage all facilities – particularly those that will be reclassified as Title V facilities – to submit the required Environmental Justice Summary as soon as possible.
For more information, visit the department’s Environmental Justice Report Tool for Air Quality Regulation 3 web page.
How to submit a modeling requirements determination (APCD-114 Form)
Do I need to submit a Modeling Requirements Determination Form (Form-114)?
APCD-114 Form is required for all new facility applications and modifications, unless:
- The project is exempt from APEN reporting requirements.
- The project is exempt from construction permitting requirements.
- The facility is not located within a cumulatively impacted community and you are submitting a request for modification that results in an increase in volatile organic compound (VOC) emissions only.
- You are submitting a request for no emission increases or pure decreases in a permit modification.
Permit applicants are encouraged to use the division’s new electronic submission process to submit Modeling Requirements Determination Form APCD-114. As a courtesy, the division will continue to accept the Modeling Requirements Determination Form APCD-114 (August 2024) as a PDF through Dec. 1, 2024. After that date, permittees must submit APCD Form 114 using the new electronic submission process.
If an applicant is unsure if modeling will be required to conduct a required National Ambient Air Quality Standards (NAAQS) analysis, use the new electronic submission process APCD-114 Form to obtain a decision prior to submitting a permit application or a Modeling Analysis to the Air Pollution Control Division. Please view the instructions for filling out the new electronic form in the online guidebook. Form instructions are provided in the Modeling Requirements Determination Form APCD-114 Instructions. Additional clarification can be found in the Permitting Section Addendum to the Modeling Guideline. Please see below for specific instructions based on the type of permit being submitted.
- If you are submitting an APEN for a construction permit or general permit within the new online submission tool, follow the below instructions on how to include the modeling determination as part of the APEN. The following APEN categories are currently available in the new online submission tool. Others will be added over time.
- Crematory Operations.
- Surface coating operations.
- Crushers/screens.
- Fuel service stations.
- Once a determination is made, the applicant will be provided documentation of the Permit Modeling Unit Determination by the division. The APCD-114 Form and Permit Modeling Unit Determination must be included in the permit application and will be part of the source or modification's permit application record. If a determination of "Modeling Required" is made, the applicant must submit a Modeling Analysis demonstrating compliance with the NAAQS with the permit application. If a determination of “Modeling Not Required” is made, the completed APCD-114 Form and Permit Modeling Unit Determination, which demonstrates NAAQS compliance, will be included as part of the source or modification’s permit application record and no further analysis will be required.
- Once the Modeling Determination Form is submitted via the new electronic submission process, the applicant will be issued a Modeling Determination Number. While submitting the APEN, for any of the above listed categories, include the modeling determination number when asked for in the APEN. If the applicant believes that a modeling determination is not required for the project, mark that in the APEN instead of providing a modeling determination number. Attaching a copy of the completed Modeling Determination is not necessary, as the permit engineer will be able to find the Modeling Determination with the number provided.
- The applicant will receive an email once the Modeling Determination has been reviewed and approved by the Permit Modeling Unit. This email will include a link to download the completed Modeling Determination and will inform the applicant if modeling is required for the project. If a determination of "Modeling Required" is made, the applicant must submit a Modeling Analysis demonstrating compliance with the NAAQS with the permit application. If a determination of “Modeling Not Required” is made, no further analysis will be required.
- For all other types of applications that may require a modeling determination:
- Once the Modeling Determination Form is submitted via the new electronic submission process and the Modeling Determination has been reviewed and approved by the Permit Modeling Unit, the applicant will receive an email. This email will include a link to download the completed Modeling Determination and will inform the applicant if modeling is required for the project. If a determination of "Modeling Required" is made, the applicant must submit a Modeling Analysis demonstrating compliance with the NAAQS with the permit application. If a determination of “Modeling Not Required” is made, the determination should be downloaded by the applicant and included as an attachment to the permit application. The completed APCD-114 Form and Permit Modeling Unit Determination, which demonstrates NAAQS compliance, will be included as part of the source or modification’s permit application record.
Send the completed APCD-114 Form to: cdphe_apcd_modelingdeterminations@state.co.us.
Note: There is no fee associated with the processing of APCD-114 Form.
Once you submit the APCD-114 Form and supplemental information, you will receive a Determination of Modeling from the Division’s Permit Modeling Unit within two weeks of submission. The process will take longer if all required information is not submitted. The determination from the Permit Modeling Unit will state whether modeling is required. You will include this Determination with your APEN submission.
Note: If a “Determination of Modeling Required” is made, follow the division's Modeling Procedure Guidance.
- For Construction Permits: the model assessment may be submitted to the Permit Modeling Unit concurrently with the construction permit application.
- For General Permits or Title V modifications: a model assessment must be submitted to the Permit Modeling Unit prior to submitting the General Permit or Title V modification, and a final Modeling Review Report completed by the unit must be submitted with the General Permit or Title V modification.
How to submit an air pollutant emissions notice (APEN)
Do I need to submit an APEN?
- Emission sources that have uncontrolled actual emissions above APEN thresholds must file an APEN.
- APEN thresholds are different and dependent on whether the source is located in a nonattainment or attainment area.
- Volatile organic compounds (VOCs) and nitrogen oxides (NOx) are precursors to ozone. Businesses in the 8-hour ozone nonattainment area must therefore report at the nonattainment thresholds for those pollutants. All other pollutants are reported at the attainment thresholds.
- View the list of all reportable hazardous air pollutants (HAPs) or non-criteria reportable pollutants. We recommend searching by CAS number as chemical names can vary.
- If your equipment/activity does not require you to submit an APEN, you can begin operating at any time. For more information read the Allowable Activities Prior to Permit Issuance.
- If your equipment/activity does require you to submit an APEN, but does not require you to obtain a construction permit, you can begin operating after you have submitted your APEN.
- If your equipment/activity is required to obtain a construction permit, you must have an issued permit in place before starting operation. You must file the APENs before you start equipment operations that result in emissions.
- Note: Different requirements apply to Title V sources. Please contact the permitting team if you have questions.
- APENs must be renewed every 5 years, or sooner if changes occur such as installation of new equipment, replacement of equipment, change of ownership, or significant change of emissions.
Steps to submitting an APEN:
- Identify the appropriate APEN(s) for your operation or equipment. If there is not a specific APEN type for your emission source, you may use the “General APEN” form.
Review and complete the application completeness checklist.
Note: This form is required for all permit applications unless you use the new online submission tool to submit your full application for one of the listed emissions source types. Your application will be rejected if it is filled out incorrectly, is missing information, missing required forms, or lacks payment for the filing fee. The Form APCD-100 and all applicable forms on that checklist are required with every application. The re-submittal will require a new filing fee. View the Application Rejection Frequently Asked Questions.
The following application types are exempted from the requirement to submit the Permit Application/Registration Checklist (Form APCD-100):
- Air Pollutant Emission Notice (APEN) updates only (no changes to permit).
- Renewal of 5-year APEN term.
- Update to actual annual emissions, per Air Quality Control Commission (AQCC) Regulation 3, Part A, Section II.C.
- APEN exempt sources.
- Permit exempt sources.
- Administrative permit amendments (including but not necessarily limited to name changes, changes in contact information, transfers of ownership, and typographical error corrections).
Submit payment for your APEN(s). The current filing fee for each APEN is $242.00.
- To pay APEN filing fee(s) and General Permit fee(s) with a credit card, use the Air Pollution Control Division’s online payment portal.
- Please follow the instructions in the guidance document for online payment and electronic form submittal.
- Email your payment confirmation to cdphe_apcd_fiscal@state.co.us.
- You may alternatively mail your complete application and check payment to:
- Colorado Department of Public Health & Environment, APCD-SS-B1, 4300 Cherry Creek Drive South, Denver, CO 80246-1530
Submit the APEN(s), all supplemental attachments (including Modeling Determination, maps, and final Modeling Review Report, if required), a cover letter (optional), and copy of your payment receipts to: cdphe_apcd_ssp_application@state.co.us.
Contact us
If you are a small business and have a question regarding the application process, please contact: cdphe_apcd_sbap@state.co.us
For questions relating to environmental justice requirements, please contact: cdphe_apcd_ejreports@state.co.us
If you have questions regarding modeling and modeling determinations, please contact: cdphe_apcd_modelingdeterminations@state.co.us
For questions related to the online electronic submission tool, please contact: cdphe_apcd_salesforce@state.co.us.
For questions relating to Title V permits, please contact: cdphe_apcd_title_v@state.co.us